Browsing by Author "Pattanayak, Subhrendu K"
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Item Open Access A Realist Synthesis of Community Consent in Mining: The Enabling Environment for Free, Prior, and Informed Consent in Latin America(2020-05-03) Comer, KatherinePolicy Question The policy problem this analysis seeks to understand is the context (otherwise known as the enabling environment) of Free, Prior and Informed Consent (FPIC) of Indigenous Peoples impacted by mining in Latin America. The specific policy question of interest to the client, Equitable Origin, is: How should Equitable Origin evaluate the impact of its FPIC monitoring and verification framework which seeks to promote equity and community inclusion of Indigenous communities in energy and natural resources development? By studying the enabling environment, this research parses out what aspects of FPIC are most important to evaluate, enabling EO and others to better understand how to evaluate it. Methods This research investigates the enabling factors for FPIC and similar theories of community consent, e.g., corporate social responsibility, social license to operate, and community participatory practices in the context of mining. The geographic focus of this analysis is Latin America because the client’s work is based predominantly in Latin America and the mining industry faces significant challenges with community consent there. This study uses the realist synthesis (RS) methodology to analyze case studies. RS is similar to a systematic review but balances quantitative and qualitative methods, focusing on the underlying theories. The main objective of RS is to understand the key contextual factors that affect the outcomes of the initiatives studied, what works for whom, in what circumstances, in what respects, and how (Pawson 2005). The case studies were sorted by the most relevant program theory and further analyzed for prominent contextual factors of their successes and limitations. The policy recommendations are based on 24 studies, analyzed by the contextual factors and program theories for community participation. Findings The case studies of community consent fell into three program theory categories used to enable mining projects in Latin America: 1. FPIC/rights-based approaches, 2. corporate social responsibility, and 3. community participation. Throughout the three different program theories, several key contextual factors stood out: governance, corporate culture toward FPIC, power and information asymmetries, transparency, benefit-sharing, and environmental concerns. Many of the studies, regardless of program theory, advocate for clarity and legitimation of the processes for community consent. FPIC/rights-based approaches, in particular, emphasize the need for the legitimation of IP and international human rights. CSR and community participation demonstrate the lack of clear requirements for all parties working in IP territories. Without clear rules, regulations, processes, and arbitrators, FPIC is undermined, and conflict arises. Corporate culture was also found to be an essential enabling factor. Companies with intentional, inclusive development processes led successful projects when they were flexible and attentive to the effect of specific social policies on company-community relations. Concerns over benefit-sharing were found to impede project implementation in all three theories. Problems of benefit-sharing are derived from various contextual factors, but creative, iv appropriate, and culturally sound responses to benefit-sharing concerns often lead to mutuallybeneficial company-community agreements. Finally, lack of information was a recurring, limiting feature and is related to trust. The concerns about information relate to both what information is available to whom and whether information collected by third parties can be trusted. The following contextual factors matter for effectiveness of community participation: 1. All actors benefit from governments taking an active role in the FPIC process because: a. Clear, concise indigenous and human rights laws as well as mining laws enable both communities and companies to manage and fulfill expectations and eventually reach agreements b. When governments are a neutral third party, they can, in principle, level power and information asymmetries as well as promote social cohesion. Frequently, however, they are perceived to be industry allies, and therefore not trusted c. Clear, enforceable environmental regulations and requirements will aid companies and communities in fulfilling environmental obligations 2. FPIC should be incorporated into every stage of mining development. Company culture toward FPIC and stakeholder theory must be normative ("why") from the start for projects to succeed. If not, FPIC and SLO are very hard to achieve 3. Trust is the essential prerequisite. It is embedded in every aspect of community consent. a. Information asymmetries can be corrected through straightforward, transparent, culturally appropriate, and equitable information sharing b. Diverse stakeholder representation can mitigate benefit and cost-sharing concerns as well as poor interpersonal relations Thus, the policy recommendation is for governments to adopt and create clear, enforceable FPIC requirements for mining projects. FPIC requirements should be compulsory at multiple stages of project development and facilitate diverse stakeholder input. Ultimately, FPIC is about Indigenous self-determination, so any enabling environment that fails to recognize that will undermine the process. Attuned to the context, stakeholders, companies, and governments can anticipate issues and solutions before mining conflicts arise. Additional analysis of FPIC Monitoring and Evaluation methods can be found in Appendix 5. The solutions vary from case to case but depend on the prior consultation and non-coerced consent of communities. In the absence of community consent, mining projects in Latin America are likely to garner community opposition and ultimately fail.Item Open Access Air Pollution, Water, and Sanitation: Household Response to Environmental Risk(2020) Pakhtigian, Emily LDespite the threats to morbidity, mortality, and human capital accumulation posed by environmental risks, investments in environmental health technologies remain low. This is especially evident in low- and middle-income countries, which disproportionately shoulder the burden of environmental risk exposure and consequence. Households face competing risks associated with poor air and water quality, necessitating choices about how to invest in technologies to reduce the consequences associated with their exposures. Yet, even in areas where access to environmental health technologies such as improved cookstoves, latrines, and insecticide-treated bednets has expanded and products are subsidized to make them more affordable, adoption and use of these technologies often lag. This dissertation examines some of the conditions that impact environmental health technology adoption and use decisions as well as the health implications of low investment.
In Chapter 1, I ask how air pollution exposure drives consumption behaviors and impacts health outcomes. I examine this question in the short term--asking how behavior and health respond to a large, yet transitory, spike in ambient air pollution--as well as over time--considering the responses to average ambient air pollution levels over a period of 19 years. I leverage variation in air pollution resulting from forest fire emissions in Indonesia between 1996 and 2015 to generate short-term exposure spikes and average exposures over time, and I combine these exposures with four waves household and individual-level survey data. I implement a cross-sectional, difference-in-difference analysis to estimate the immediate effects of an unexpectedly severe forest fire season in 2015, finding increased fuel demands among the most-exposed households as well as declines in lung capacity among emissions-affected children. I extend my analysis across the panel using an instrumental variables approach to estimate consequences of average exposure over time. I find that households facing higher average ambient air pollution exposures are more likely to utilize clean cooking fuels such as LPG. Even with these behavioral adjustments, more-exposed individuals face significant reductions in lung capacity. In line with existing literature, I find negative health implications resulting from short-term exposure shocks; however, my analysis demonstrates that these respiratory consequences are not fleeting, particularly in areas that experience elevated average ambient air pollution levels.
In Chapter 2, I turn to environmental risks posed by limited access to improved sanitation technologies to examine how social influences impact household sanitation decisions. Using three waves of data collected immediately before, a few months after, and a few years after a randomized latrine promotion campaign in rural Orissa, India, I evaluate the extent to which social influences impact sanitation choices. I find that a ten percentage point decrease in neighbors' open defecation reduces a household's likelihood of open defecation by 3-4 percentage points. The sanitation intervention decreased open defecation in the short term; however, this treatment was less effective in neighborhoods with higher rates of open defecation due to strong social effects. Disaggregating social effects by gender, I find that both women and men respond to sanitation behaviors among male neighbors in the short term and female neighbors in the longer term, perhaps because men have more control over initial latrine purchasing decisions while women are more influential in sustaining latrine use over time.
Finally, in Chapter 3, I expand on my analysis of social influences and sanitation practices and examine how households make decisions to contribute to collective action for sanitation. In this chapter, I analyze data from an experimental public goods game I designed and implemented among over 1500 households in rural Bihar and Orissa, India. I randomly assigned each of the 70 villages in the sample into groups that are either homogeneous or heterogeneous by gender for game play. In the context of rural India, individuals are more likely to frequently interact with and make decisions in front of others of the same gender. Thus, splitting the groups in this way provides a proxy for peer or social groups. Participants chose how much to contribute to improved sanitation by making decisions in the game that are associated with actual sanitation and hygiene choices they face every day. Payoffs were awarded after each round, and payoff amounts were dependent on both individual contributions and aggregated group contributions, generating a setting in which the benefits participants received were connected. Comparing the game behavior among participants in groups that were homogeneous and heterogeneous by gender, I find evidence that contributions to collective action for sanitation are higher in gender homogenous groups. Female participants drive this difference, and it is more distinct in the first round of game play. I also find evidence that preferences for improved sanitation as elicited during the experimental games are reflective of actual improved sanitation practices at the household level.
Item Open Access An evaluation of the sustained impacts of a sanitation campaign in rural India(2011-04-30) Rai, ShaileshPoor water and sanitation facilities and unhygienic practices contribute to millions of child deaths every year. India is perhaps the worst affected country. Annually, over half a million children die of diarrhea in India. I examine the sustained effects on sanitation and child health of a randomized sanitation campaign conducted in rural Orissa, India, in 2005-06 by a team from RTI International, the World Bank and the government of Orissa. The campaign was based on the community-led total sanitation (CLTS) methodology and combined subsides to poor households with strategies to increase household latrine adoption by inducing emotional responses to open defecation. My analysis reveals that latrine ownership rose significantly in treatment villages even after the campaign ended, especially among poor households. In these households, latrine ownership surged from 35% in 2006 to 49% in 2010, while in other households, it increased from 30% to 32%. In contrast, only around 19% of both poor and non-poor families in control villages owned latrines in 2010. Over 15% of all households in villages that received the sanitation campaign constructed individual latrines after the campaign ended, indicating considerable diffusion of latrine adoption in addition to continued latrine ownership. The diffusion is pronounced in BPL households, which comprise around 74% of the ‘late’ adopters. The intervention also seems to have decreased diarrhea incidence, but these results are not as clear-cut. These figures indicate that the benefits of the campaign did not diminish over time, and the impact of the evaluation was underestimated in the short run. They also suggest that the subsidies given to poor families were responsible for more than half of the continued effect of the campaign, which calls into question the strict no-subsidies approach followed by many international organizations. Further research into the mechanisms of behavior change is vital if the Millennium Development Goals of improved sanitation are to be met.Item Open Access Assessing Community Based Water Organization Performance in Central America(2017-06-26) Browning, NeilWhat are the effects of household, community, technical, and environmental variables on the performance and resilience of CWOs in dry regions? Since 2014, drought has severely affected Central American economic and health outcomes, necessitating international intervention. 2.5 million people were at risk of food insecurity across the region in 2014, and 65% of homes had no stock of food during the 2015 harvest season. Low-income families living in Central America’s “dry corridor” are affected the most by droughts; the UN’s long-term plan is to build climate resilience in these communities as climate change increases the magnitude and frequency of droughts. Local community-based drinking water organizations (CWOs) are key actors in Central American water provision. In rural and urban peripheral areas, CWOs provide the populace with up to 60% of its drinkable water. As climate change strains water accessibility, these local institutions will require effective management strategies so they have the capacity to handle the resource declines they will experience. I assessed how different independent variables are associated with the adaptive capacity of CWOs and identified attributes that lead to success by conducting regression analyses on a data set from three Central American countries: Costa Rica, Guatemala, and Nicaragua. I also compared the statistically significant outcomes across the three countries. The regressions are based on survey data that has been gathered at the household and CWO level, technical data that was collected by engineers, as well as environmental and census data on the subnational regions in question. First, I examined household reports of water access – defined as number of hours per day. I analyzed how this definition of water access related to household, engineering, community-level, and environmental variables. I found that volumetric pricing and elevation are the key variables to consider when designing an effective governance structure for a Central American CWO. I also determined that it is possible that national norms in CWO procedures may overstate the effect of volumetric pricing. Second, I used three different engineering variables as dependent and analyzed how they were affected by household, community-level and environmental variables. Unlike the hours of service variable, the engineering variables were collected at the community level by engineers, rather than self-reported at the household level. I conclude that elevation and volumetric pricing are the most relevant variables to consider in effective rural water provision. Elevation increases the start-up and maintenance costs of obtaining water. Volumetric pricing should be promoted as well, as it encourages the regulation of scarce water resources in the simplest way. I also conclude that higher elevation communities require more maintenance from community members, and require more expensive and powerful pumping technology.Item Open Access Assessing the Enabling Environmental Factors for Large-Scale LPG Cookstove Adoption(2017-06-26) McKinney, JeannieApproximately 2.8 billion people around the world still cook their meals and heat their homes with solid fuels. In addition to being inefficient, the use of solid fuels for cooking leads to high levels of pollution, deforestation, and severe environmental health concerns. Household air pollution is responsible for 4.3 million premature deaths annually, contributing 5% of the global disease burden and making indoor air pollution the most significant environmental risk factor in the world. Though clean, renewable energy is the optimal solution, liquid petroleum gas (LPG) cookstoves are currently being used as one significant option to transition away from solid fuel cooking systems. This paper systematically appraises large-scale LPG cookstove programs to determine (i) what common factors enable or limit adoption and sustained use of LPG in low- and middle-income countries, and (ii) what lessons can be learned concerning the policy implications for future programs. This paper reports on a systematic review of published literature using established search engines to appraise large-scale LPG cookstove programs and initiatives. Data extraction of quantitative, qualitative, and case studies was conducted to determine commonalities in enabling environmental factors across programs. 10 studies from Africa, Asia, and South America met the inclusion criteria, and these were used to identify trends in enabling environmental conditions established for supporting LPG dissemination. Factors such as financial mechanisms (e.g. equipment and fuel subsidies), market development (e.g. business involvement), regulations (e.g. government support), and other policy mechanisms (e.g. user training) were found to have helped enable LPG’s widespread adoption and/or continued use. Although there does not appear to be one set of factors that guarantee LPG use, there appears to be evidence that government support, market development, and policy mechanisms are notably advantageous. Ultimately, despite limitations in the quantity of evidence, this systematic review provides a starting point for assessing the different kinds of support needed for planning and execution of programs to encourage more effective adoption and sustained use of LPG as a cooking fuel.Item Open Access Benefits of improved cookstoves: Evidence from MTF surveys in Nepal(2021-05-01) Jin, ZhumaClean cooking energy has become the focus of many governments, researchers, and nonprofits, especially in low-income developing countries. However, 43% of the global population, approximately three billion people are still relying on traditional unclean biomass energy for their daily household cooking, and many of them are in developing countries.Item Open Access Challenges and Potential Solutions for Managing Solar Module Waste in Developing Nations(2024-04-26) Rubin, KayleighAlthough solar modules support a necessary global energy transition, the sunny technology is not without a dark side. Solar modules have defined lifetimes, after which they become sources of hazardous waste. Considering an average module lifetime of 30 years, the International Renewable Energy Agency projects the global cumulative volume of solar module waste to reach 1.7 million metric tons by 2030 and 60 million metric tons by 2050. The projected surge in solar waste requires policies and strategies for management. Yet, despite the anticipated influx of solar waste, there are few national initiatives for management, least of all in developing nations. This systematic review synthesizes and summarizes the overarching challenges and potential solutions for managing solar module waste in developing nations. Based on an analysis of 35 academic papers, this review finds that the primary barriers to solar module recycling or recommissioning in developing nations are economic feasibility and the lack of regulation. Potential solutions involve promoting producer responsibility for waste management and incentivizing research and development on new, efficient recycling technologies. This review concludes with recommendations for further research.Item Open Access Connecting Workforce Affordable Housing and Light Rail in North Carolina’s Triangle Region(2012-04-26) Alunkal, MayaIn many metropolitan regions across the country, higher housing costs around urban cores, job centers, and public transit are forcing lower-wage workers to move farther away from work to find more affordable housing. The link between public transportation and affordable workforce housing is especially important to the Research Triangle region in North Carolina due to the proposed rail investment, which could raise housing values near the stations. Therefore in order to mitigate gentrification and displacement in the region, this report analyzes 15 possible policy tools related to the Triangle’s housing infrastructure. Using multi-attribute utility analysis, a ranking of the 15 policy tools is generated; Federal Low Income Housing Tax Credits ranked number one, Inclusionary Zoning ranked last. Going a step further, the best combination of policy tools, along with potential applicable rail stops, is determined for workforce housing preservation and creation of rental and owner units. The product is a management and policy guide for client, local policy-makers, and housing developers to place workforce housing near light rail.Item Open Access Cookstove Interventions in Developing Countries: Designing Tools for Effective Program Evaluation(2011-05-02) Vergnano, Elizabeth J; Colvin, JulieApproximately half of the world’s population depends on biomass and coal as fuel for household energy. Burning these fuels in traditional cookstoves creates detrimental social, health, and environmental impacts that can be minimized through the dissemination and adoption of improved cookstoves. The purpose of this master’s project is tri-fold:(1) to re-design content of baseline survey instrument, or partner reporting form, for continued administration by the PCIA; (2) to determine factors that influence PCIA partner effectiveness based on data collected through the 2008, 2009, and 2010 surveys; (3) to identify global-scale PCIA expansion opportunities based on national social, environmental, and health indicators. PCIA’s existing partner-level survey instrument was re-designed in 2010 to enable the PCIA to consistently track partner progress over time and analyze key factors influencing the rate of clean cookstove adoption. A partner-level statistical analysis was performed using data generated from past PCIA surveys distributed in 2008 and 2009 as well as the re-designed 2010 survey. The results from the regression model indicated that the number of improved stoves sold is correlated with the program location, the organization type that delivers the stoves and the presence of national cookstove standards. At the organizational level, stove sales were found to be positively correlated with the inclusion of a low-cost stove option, community outreach activities, stove performance testing, and a strong organizational mission directly related to the benefits of improved cookstoves. A global-scale statistical analysis was conducted using a Poisson and logistic regression model. The goal was to determine in which countries the PCIA partners are currently located and where they should be located based on environmental, health, and socioeconomic indicators. The results of this analysis found that the PCIA partners are operating in countries with higher rates of respiratory infections, solid fuel use, government expenditures on health, and population, but with lower rates of particulate matter emissions (PM 10). Using a prediction model based on the same regression of the global statistical analysis, it was found that PCIA could productively target additional resources and program efforts in Myanmar, Somalia, Afghanistan, Democratic Republic of Congo, and Ethiopia.Item Open Access Economics Valuation of Flood Mitigation Services Provided by Tropical Forests in Malaysia(2010-04-30T17:58:37Z) Tan-Soo, Jie-ShengForests are provider of many ecosystem services which benefits a wide group of people. But the lack of markets to capture payments for these services meant that forest owners chose to convert their assets to provide marketable goods for a smaller group. Payment for ecosystem services (PES) schemes was developed specifically to ensure that forest owners can receive payments in return for providing ecosystem services. One such service provided by forests is flood mitigation and valuing this service has always been challenging due to the lack of suitable data. This study has the unique opportunity to fill in this knowledge gap by using a 20-year flood data from Malaysia. The purpose of this study is thus to measure the economic benefits derived from flood mitigation services by increasing forest cover by 10%. The conceptual approach is the Freeman three-stage framework and the main techniques employed are regression analysis and benefits transfer. In the first stage, it was found that the 10% increase in forest cover leads to a reduction in number of days flooded by 1.552 days for every flood in West Coast Malaysia. In the second stage, we found that one lesser day of flood decreases the number of evacuees by about 10.4% and number of deaths by about 3.62%. These two results are combined to show that a 10% increase in forest cover reduces the number of evacuees and deaths by 16.1% and 5.61% respectively. Valuation of these benefits is undertaken in the third stage using benefits transfer where it was calculated that the flood mitigation benefits provided by 10% increase forest cover is about 3.5 million ringgit over 20 years on West Coast Malaysia. This figure not only provide a good starting point for implementing a PES scheme but is also useful for conducting a cost-benefit analysis of different flood mitigation policies. However, it should be highlighted that this value is an understatement of the actual benefits as there are many other prominent averted damages not included.Item Open Access Energy Access as a Driver of Gender Equality: What is the Evidence?(2020-05-22) Robinette, ForrestExecutive Summary Introduction Policy Problem. Worldwide, 2.7 billion people rely on traditional fuels such as wood, charcoal, agricultural residue, and animal dung for their cooking and heating needs (Mulugetta et al., 2019). Meanwhile, 1.4 billion do not have access to electricity (Gould et al., 2018). Lack of energy access negatively impacts outcomes as varied as health, time savings, economic empowerment, and education. Solid fuel use leads to household air pollution (HAP) exposure, causing chronic obstructive pulmonary disease (COPD), pulmonary tuberculosis, pneumonia, lung cancer, and acute respiratory infection (ARI). Primitive cookstoves can cause burns and fires in the home. The act of collecting solid fuels can also cause back pain and be extremely time-consuming, thereby restricting time for other activities. The absence of electricity, meanwhile, can increase the time spent on chores, restrict educational opportunities, and pose a safety concern (due to low lighting in dangerous areas). For each of these outcomes, evidence suggests that women are more severely impacted than men. Policy Question. “Does energy access contribute to increased gender equality?” This project seeks to understand the extent to which energy access, namely clean cooking access and electrification, benefits women through improvements in outcomes that can include health, time savings, education, and economic empowerment. This project defines interventions contributing to increased gender equality as those that benefit women relative to men. This includes interventions that benefit women but do not benefit men and those that benefit women more than men. Studies that find a positive impact of a given intervention on women—but do not study the impact on men—cannot be used as evidence of gender empowerment. Methodology The Sustainable Energy Transitions Initiative (SETI) conducted an ambitious systematic review in which the researchers examined nearly 80,000 peer-reviewed articles related to energy and development (Jeuland et al. 2019; Pattanayak et al., 2018). The team identified 3,183 quantitative studies on affordable and clean energy, which they then categorized according to the 17 Sustainable Development Goals (Jeuland et al. 2019; Pattanayak et al., 2018). Of these studies, 67 demonstrate the effect of energy access on gender equality. This project examines the studies in this sample that find a statistically significant relationship between energy access and gender equality. As the SETI study concluded in 2017, this project also collects and presents studies relating to energy access and gender equality written in the past three years. Results Evidence strongly supports that health benefits resulting from energy access contribute to gender equality. By far, health is the most well-supported pathway for gender equality in peer-reviewed studies that examine the impact of energy access on women. Organizations undertaking development work can credibly claim that energy access and clean cooking solutions benefit the health of women. Evidence moderately supports that time savings, education, and economic empowerment from energy access contribute to gender equality. The evidence for each of these pathways is limited to a handful of studies, even though these studies often find a sizable impact of energy access on any one of these three outcomes. Recommendations 1. Evidence strongly supports that health benefits from energy access contribute to gender equality. 2. Evidence moderately supports that time savings, education, and economic empowerment from energy access contribute to gender equality. 3. More studies need to be undertaken that examine women’s benefits of energy access relative to men.Item Open Access Evaluating the Benefits of a Water Quality Intervention in Rural India: A Longitudinal Study(2010-05-06T19:49:46Z) Chen, JulianaChild diarrhea is one of the primary causes of infant death in the world. It affects poor populations in developing countries who do not have access to clean water or sanitation. Due to the limited resources that can be allocated to its solution in developing countries, new methods try to be sustainable and scalable in cost-effective ways. One such intervention funded by the Acumen Fund is a market-based, community-level water, water quality intervention in Andhra Pradesh, India. This intervention utilizes ultraviolet disinfection to provide safe drinking water at an affordable price of one Rupee for 12 liters. The objective of this longitudinal study is to quantify the economic benefits of this intervention resulting from the reductions in coping costs of diarrhea. In order do this, household averting behaviors were identified and their costs calculated using revealed preferences, specifically the averting cost and cost of illness method. This study is part of larger impact evaluation conducted by RTI International that uses a quasi-experimental research design. The data utilized in this study was gathered from 25 treatment and 25 control villages, matched using propensity score matching, over the course of a year through bi-weekly household surveys. The resulting panel data consists of 100 households observed in 26 rounds. Regression analysis using fixed effects to account for household characteristics that are time-invariant was employed to determine the effects of using clean water from the treatment plant are on averting costs. This study finds that averting costs decrease as the percentage of the household’s water that comes from the clean water source increases. For the average household purchasing clean water, monthly savings due to reductions in averting costs is about 580 Rupees, or 32% of their monthly income. Thus, providing clean water at an affordable price can help reduce household coping costs of diarrhea.Item Open Access Female Control of Household Resources and Cooking Behaviors in Rural India(2013-10-07) Lubet, AlyssaIndoor air pollution due to traditional biomass-burning stoves poses a major respiratory health risk in the developing world. Children, in particular, disproportionately bear the burden of disease caused by this problem. One way to directly address this issue is through increasing access to “cleaner” cooking technology, whether in the form of “improved” biomass-burning cookstoves that reduce exposure to emissions, or in the use of cleaner, non-biomass fuels such as liquid petroleum gas. Existing research suggests that when women in less-developed countries enjoy more “bargaining power”—control over household resources—outcomes favorable to women and children are more likely. I attempt to determine whether this conclusion can also be applied to cooking behaviors, using a data set drawn from approximately 2,000 household-level surveys in the Indian states of Uttarakhand and Uttar Pradesh. I use linear regression to estimate the effect on use of such fuels of four factors that could conceivably proxy for women’s control over household resources: relative ages of a husband and wife, husbands’ and wives’ relative years of education, female household headship, and whether or not a wife engages in an income-generating occupation outside of housework. My results show a clear positive correlation between both wives’ and husbands’ years of education and improved stove ownership; when regressed together, however, wives’ years of education are correlated with improved stove ownership by a greater magnitude than their husbands’ years of education. This suggests that education may have a stronger effect on women’s preferences for improved cooking technology and/or their ability to exercise these preferences. In contrast, age, female headship, and wives’ income generation did not show a significant correlation with improved stove ownership, and had ambiguous correlations with related outcomes, such as time spent cooking and preparing fuel. This indicates a need for more qualitative and narrative studies in this field, as well as more direct empirical inquiries into gendered preferences, to better understand these relationships and their effect on indoor air pollution.Item Open Access Fueling Demand: The Effect of Rebates on Household Purchase of Improved Cookstoves in Rural India(2014-04-25) Morrison, LauraOver one half of the world’s population uses solid and biomass fuels, such as wood and crop residues, for cooking and heating (Legros, et al., 2008). Inefficient combustion from solid fuel use leads to emission of smoke, particulate matter, and black carbon and is associated with increased health risks (Bonjour et. al., 2013), local and global environmental degradation (Grieshop et. al. 2011; Ramanathan & Carmichael, 2008), and barriers to household economic development (Wilkinson et. al. 2009). Improved cookstoves (ICS) represent a compelling option for decreasing the health, environmental, and economic costs associated with solid fuel use (GACC, 2012). ICS draw on clean energy sources or improve combustion of solid fuels, which decreases exposure to HAP in households and may limit the negative health outcomes in women and children, as well as reducing emissions that contribute to climate change (Ramanathan & Carmichael, 2008). Improved fuel efficiency suggests that smaller quantities of wood are required for cooking and heating, thus reducing each household’s time spent collecting wood and decreasing local deforestation. However, the challenge in realizing the potential gains from ICS lies in encouraging both initial investment and sustained use of ICS technology (Jeuland & Pattanayak, 2012, Ruiz-Mercado et al., 2011). Households in rural, low-resource settings, where solid fuel use is high, are often budget constrained and have exhibited low demand for ICS and other preventative health technology (Hanna et al., 2012, Levine & Cotterman, 2012, Lewis & Pattanayak, 2012, Dupas, 2011). Previous studies suggest that the low demand for ICS may be the result of a range of barriers, including inability to pay or low willingness to pay for ICS (Levine & Cotterman, 2012), as well as a lack of understanding of ICS benefits and use (Shell Foundation, 2013), low trust in new technologies (Miller & Mobarak, 2011), and poor cultural acceptability (Tronsoco et al., 2007). Using two rounds of survey data from Duke University’s stove sales randomized control trial in rural Uttarakhand, India, I use a household adoption framework to model a household’s decision to purchase ICS (Pattanayak & Pfaff, 2009). I specifically examine the effect of a rebate offer in incentivizing ICS purchase and additionally consider the influence of local institutional, community, and household-level factors associated with a household’s stove purchase decision. The study’s stove sales intervention targeted key barriers to ICS adoption by incorporating 1) information, education, and communication (IEC) activities related to stove benefits and use; 2) a choice of two improved stoves, including an electric G-Coil and natural draft Greenway biomass stove; 3) an installment plan option, wherein households spread out stove payments over three visits; and, 4) a randomly assigned rebate offer, which reduced the price of the stove by one of three-levels, and was contingent upon stove use. Sales results indicate a high demand for ICS among households offered the stove sales intervention. In the entirety of the treatment group, 51% of households purchased a stove. Of the stove types offered, demand for the electric Gcoil stove was highest, encompassing 70% of the stoves sold. Of the group that purchased a stove, 20% purchased a biomass Greenway stove and 10% purchased one of each type of stove. Following the intervention, 65% of treatment households owned any kind of improved stove, compared with 31% owning an improved stove at baseline. The randomized rebate offer shows a positive and highly significant effect on household ICS purchase. In all models, the percentage of households purchasing stoves increased as the rebate increased (and price paid decreased). At the highest rebate level, 72% of households purchased an ICS, with 54% and 27% of households purchasing at the middle and lowest rebates, respectively. Further, average marginal effects of the rebate offer on the type of stove purchased indicate that assignment to one of the two higher rebate levels causes a household to be more likely to purchase a Gcoil electric stove over their traditional stove. A number of community and household characteristics are significantly correlated with stove purchase, giving insight into types of households that may be more likely to adopt ICS. Examination of the role of local NGOs in a community introduces a nearly 16% increase in stove purchase suggesting the importance of understanding local institutions in ICS service delivery. Additional analyses demonstrate the influence of a household’s use of savings and credit, finding that rebate’s effect on stove purchase is significantly higher among households that lack experience with savings. This analysis finds that there is a high demand for improved stoves, especially with substantial ‘use-related’ rebates. Deliberate experimentation with various rebates provides further understanding of price elasticities, which may guide planning and marketing. However, further focus is needed in building a reliable supply of ICS, especially given the challenging environments that small market-based approaches to ICS distribution face in developing countries. When further challenged with low ICS demand and a market distorted by subsidies, local market-based supply chains may flounder. This study’s findings suggest that NGOs may serve as an important institutional complement to market-based supply that leverages local networks of trust and contextual knowledge.Item Open Access Gender-Differentiated Health and Related Impacts of Improved Cooking Technologies in Rural India(2012-04-27) Das, IpsitaThe literature base examining the impact of household energy interventions on the health outcomes of populations exposed to indoor air pollution ignores gender dimensions. Understanding these gender-differentiated impacts is crucial to undertaking effective energy interventions because women suffer more from energy poverty compared to men. Using rare events logistic regression analysis, I estimate the differences by gender in the probability of health outcomes, depending on stove type and fuel type. These technologies include clean stoves (such as improved cookstoves and household biogas production plants) and clean fuels (liquid fuels such as LPG and kerosene) among rural households in India. I find that the likelihood of a negative health condition is higher in households using traditional stoves and dirty fuels; in unclean stove-using or unclean fuel-using households, for most health outcomes, women suffer more compared to men. In unclean stove-using and dirty fuel-using households, there is no additional effect of gender on children’s writing and math cognitive skills or BMI measurements.Item Open Access Global Drivers of Forest Certification(2014-04-25) Sargent, MargaretDue to the continued high rates of deforestation and forest degradation as well as increased pressures on habitats and forest-dependent people from climate change and population growth, there is a dire need for the implementation of effective conservation mechanisms. Numerous forest certification schemes have been created in response to deforestation, stemming particularly over concern for the deforestation and degradation of tropical forests. The Forest Stewardship Council (FSC) is one such standard of voluntary sustainable forest management program that has gained global recognition. This study uses a multivariate regression approach to examine the underlying drivers of FSC forest certification: why has it accelerated in some countries and not others. I find that governance performance, community pressure, market demand, income, and habitat type were correlated with presence of FSC programs. The results of this study can be used to inform efforts to increase the reach of FSC forest certification, in turn spreading the responsible management of forests and the concomitant socio-economic benefits.Item Open Access Household cooking technologies and REDD+: Pilot experiences in Tanzania and across the tropics(2017-04-28) Masatsugu, LaurenConserving forests and increasing energy efficiency are two key ways that developing regions can contribute to climate change mitigation. We examine whether and how initiatives to reduce emissions from deforestation and forest degradation (REDD+) affect household choice of cooking technology. We draw our evidence from household surveys in and around pilot REDD+ initiatives across the tropics, including two in Tanzania that promoted improved cookstoves as a way to reduce forest degradation. After controlling for confounding variables through propensity score matching and endogenous treatment-regression models, we find that the interventions in Tanzania did increase adoption of improved cookstoves, although the vast majority of households still cook on traditional three-stone fires. Across the tropics, we find that interventions to reduce deforestation and forest degradation are effective at encouraging LPG adoption, but interventions implemented in the context of REDD+ are not any more effective.Item Open Access Household Determinants and Respiratory Health Impacts of Fuel Switching in Indonesia(2011-05-03) LamarreVincent, JesseThis paper examines two factors involved in the environmental health risk of indoor air pollution for households in Indonesia. First, I examine the determinants of a household’s decision to switch to cleaner burning fuels. Based on the decision of a household to switch to cleaner burning fuels, I test if the decision of a household to switch to cleaner fuels impacts respiratory health outcomes. There are real and immediate policy implications for this type of analysis. Indoor air pollution has serious health impacts on individuals in developing nations, especially women and children. Understanding the factors that contribute to a household’s decision to adopt cleaner burning fuels has implications for the design of improved stove intervention programs. The ability to quantify the health benefits of stove switching will assist policy makers in allocating scarce resources for interventions, and justifying these interventions to funders. With renewed interest in improved stove projects and funding dollars being spent to scale up successful initiatives there is a need for a better understanding of the characteristics of the targeted population. To justify additional funding for improved stove efforts there is a need for more rigorous impact evaluations, linking them to improved health and increased productivity.Item Open Access Household Solar Adoption: A Systematic Review(2017-04-28) Girardeau, HannahThe astounding scope of the global energy poverty challenge has motivated many organizations to provide solar energy solutions to lighting, heating, and cooking needs in off-grid settings. However, poorly designed or executed projects have the potential to cause unnecessary harm in communities lacking access to reliable energy. This review aims to identify and analyze the enabling environment factors that drive or block the diffusion, dissemination, and adoption of solar home systems, solar lanterns, solar hot water heaters, and solar cooking products in low-income countries. To address this question, I have conducted a systematic review to examine which factors support or complicate household solar adoption. I identified 43 studies in 25 countries that describe an environment including financial controls, market development, program mechanisms, and regulatory standards. At the household level, the cost of technology and quality of a product have the potential to greatly impact the success of a program. Customer support and ongoing maintenance increase the initiative’s sustainability and impact as customers continue using solar technologies in their daily lives. For programs, trainings and financing mechanisms provide customers with new platforms to address their energy needs and maintain agency over their household purchasing choices. Finally, regional market growth is encouraged when governments facilitate product testing and high quality standards. This complex and interconnected system of factors can either drive increases in households transitioning from harmful fuel usage to renewable energy or discourage communities from adopting the equipment under consideration. Although a number of studies fit the scope of this review, more research is needed to examine understudied locations, adjust the imbalances in the technologies studied, and address themes missing or underrepresented in this set of works on solar distribution models in low- and middle-income countries.Item Open Access Implications of “Energy Poverty “of the poor in India(2011-04-28) Kumar, RajeevThis master’s project examines the concept of energy poverty on micro level sample survey data collected from Indian households between November 2004 and October 2005. Energy poverty refers to the lack of access of poorer households’ to sufficient volumes of efficient means of energy for their daily use. Using statistical analysis, the study identifies variables that can explain energy poverty of households – i.e. are statistically significant in a model of energy poverty. It uses data collected by a Living Standards Measurement Study (LSMS) called Indian Human Development Survey (IHDS) 2005 contains information on levels of living, poverty and inequality in Indian households from direct interview questionnaires. This survey was designed and implemented by the University of Maryland in collaboration with the National Council of Applied Economic Research (NCAER), New Delhi. I model fuel type choice as a function of household consumption (as proxy for income), education level of adult female and male members, poverty, household size and place of residence. Consumption data is significant in defining choice of fuel type. Factors like education, place of living and household size are statistically significant in modifying the choices. The models conclude that use of polluting fuels is more prevalent in poorer households, household with lower education and in rural households. However, large family size is the biggest obstacle in adopting cleaner fuels. I also model the health impact of smoke produced by biomass traditional stove, by controlling for education of adult men and women, place of cooking, ventilation and consumption level of households. I examine mortality and morbidities associated with smoke exposure on men, women, children and younger children separately. Economic status of the household and education of females are statistically significant explanatory variables in controlling the impact of exposure to smoke on morbidity levels. I also find that children’s education is adversely affected by the health impacts of exposure to biomass based stove smoke.