Browsing by Subject "Political Science, International Law and Relations"
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Item Open Access A Dialogical Approach to Human Rights: Institutions, Culture and Legitimacy(2009) Hlavac, Monica AnneIn this study I address the moral and cultural disagreement and conflict regarding the interpretation of human rights norms that threatens the legitimacy of the human rights enterprise. Such disagreements present an opportunity to probe, question and dissect beliefs to uncover inconsistencies and false assumptions and attain a deeper insight into human rights norms that are presently left in a rather abstract form in international human rights documents and conventions.
I describe and defend an institutionally-driven dialogical approach that promises to systematically address these moral and cultural disagreements. My approach rests on two claims. First, clearer content for human rights norms will emerge from within particular cultures if critical cultural and moral investigation through dialogue is encouraged. By engaging in dialogical processes, we not only discharge our obligation to aid in a process that leads to a fair specification of human rights norms, but we also come to understand how human rights norms are, at their very core, participative.
Second, one way that international human rights institutions (IHRIs) can legitimately fulfill their function of supporting human rights is by encouraging critical moral investigation through dialogue. I make this proposal more concrete by discussing the case law on the issue of transsexuals that has come before the European Court of Human Rights.
Item Open Access Communicative Structure and the Emergence of Armed Conflict(2008-04-22) Warren, Timothy CamberThe goal of this dissertation is to provide a logically coherent and empirically grounded account of the relationships between collective communication, collective loyalties, and collective violence. Drawing on research from an array of disciplines, ranging from psychology to economics and sociology, I develop a new theoretical framework that I term "communicative structuralism." The central claim of this framework is that the communicative processes upon which the formation of collective identities and loyalties are based are structurally constrained in systematic ways. More specifically, it claims that public communicative structures, those which transmit synchronized messages and thus generate joint awareness of those messages amongst a collective audience, are central to the development of national, sub-national, and transnational symbolic allegiances because they create communities of shared experience and thereby generate symbolic touchstones which allow individuals to feel connected to a seemingly unified moral community. To test this theory, I collect data on the structural properties of the most prominent public communicative structures in the contemporary state system - those constituted by the mass media networks of newspapers, radios, and televisions - in 177 countries for the period 1945 - 1999. I then use this data to test the implications of the theory at two separate levels of analysis: (1) at the individual level the theory is tested using cross-national survey data on media exposure and state allegiance from over 30,000 respondents in 38 countries, and (2) at the state level the theory is tested using cross-national time-series data on civil conflict, identity fragmentation, and regime stability. I each case, the central finding is that mass media structures are fundamentally involved in generating the conditions for the formation of collective audiences (that is, audiences which are composed of members who are jointly aware of themselves as a collective). The dissertation demonstrates that such collective audiences, when constituted on a national scale by dense public communicative structures (i.e. mass media), make individuals more inclined to feel affective attachments to their country, and reduce the propensity to sociopolitical fragmentation thereby lessening the risk of large-scale civil conflict. In making this demonstration, the dissertation attempts to triangulate through the use of a wide variety of quantitative techniques, including multilevel hierarchical linear models, structural equation models, non-parametric tests of predictive accuracy, Bayesian model averaging, social network analysis, and agent-based computational simulations. I also ground the analysis in careful qualitative process-tracing of the disintegration of the Yugoslavian federation.Item Open Access Critical Realism: an Ethical Approach to Global Politics(2009) Lee, Ming-Whey ChristineMy dissertation, Critical Realism: An Ethical Approach to Global Politics, investigates two strands of modern political realism and their divergent ethics, politics, and modes of inquiry: the mid- to late 20th century realism of Hans Morgenthau and E.H. Carr and the scientific realism of contemporary International Relations scholarship. Beginning with the latter, I engage in (1) immanent analysis to show how scientific realism fails to meet its own explanatory protocol and (2) genealogy to recover the normative origins of the conceptual and analytical components of scientific realism. Against the backdrop of scientific realism's empirical and normative shortcomings, I turn to Morgenthau and Carr to appraise what I term their critical realism. I map out the constellation of their political thought by reconstructing the interrelations between (1) the historical crises motivating their writings, (2) their philosophical and methodological criticisms and commitments, (3) their political prescriptions and ethics. My dissertation demonstrates how reading realist texts through the lens of contemporary methodological conventions decisively shapes our theoretical purview, empirical knowledge, and political judgments. Beyond illuminating the underappreciated radical, critical, and historical dimensions of political realism, my dissertation has implications for contemporary debates on international ethics and foreign policy as well as research in political science and political theory.
Item Open Access Domestic Courts and Global Governance: the Politics of Private International Law(2007-12-04) Whytock, Christopher A.Since the mid-1980s, U.S. and foreign parties have filed more than 100,000 lawsuits in U.S. federal courts asking for adjudication of disputes arising from transnational activity. These lawsuits raise a fundamental question of global governance: Who governs? Should the United States assert its authority to adjudicate a transnational dispute, or should it defer to the adjudicative authority of a foreign state that also has connections with the underlying activity? Should the United States assert its authority to prescribe the rules governing that activity, or should it defer to foreign prescriptive authority? U.S. district courts routinely face these questions in transnational litigation, and by answering them they help allocate governance authority among states. To shed light on the role of domestic courts in global governance, this dissertation asks: How often and under what circumstances do U.S. district courts defer to foreign authority to govern transnational activity rather than asserting domestic authority? Drawing on private international law scholarship and theories of international relations, judicial behavior, and bounded rationality, I develop a series of hypotheses about the legal and political factors that influence judicial allocation of governance authority. I then statistically test these hypotheses using original data on U.S. district court decisionmaking in two transnational litigation settings: the allocation of adjudicative authority under the forum non conveniens doctrine, and the allocation of prescriptive authority under various choice-of-law methods. Contrary to the conventional wisdom that U.S. judges are reluctant to defer to foreign authority, I find that they defer at a rate of approximately 50% in both settings. And notwithstanding claims that legal doctrine does not significantly affect judicial decisionmaking, I present evidence suggesting that the forum non conveniens doctrine and choice-of-law doctrine both influence judicial allocation of governance authority. There is evidence of both direct doctrinal effects, as contemplated by legalist theory, and indirect doctrinal effects, resulting from the use of judicial heuristics which allow judges to conserve scarce decisionmaking resources while making decisions that achieve acceptable levels of legal quality. Significant political factors include whether the foreign state is a liberal democracy, the domestic political environment, and U.S. parties' preferences.Item Open Access Encounters with Conservation and Development in Suriname: How Indigenous Peoples Are Trying to Make Things 'Right' through Scalar Politics, Identity Framing, and Hybrid Governance Arrangements(2009) Haalboom, Bethany JannaThis dissertation research explored how indigenous peoples have responded to increasing conservation and development pressures in Suriname using two case study communities. One, in West Suriname, faced a proposed protected area and large-scale mining operation on the communities' traditional lands. The other community, in East Suriname, has been involved in a long-term co-management arrangement over an existing protected area. Community responses to these protected areas and development projects were considered through the important influence of a national indigenous rights organization and its multi-scalar networks. A total of 68 in-depth interviews with indigenous community leaders, indigenous rights organization leaders, conservation NGO personnel, company, and government representatives were conducted over a period of 9 months. In addition, 13 documents including conference proceedings, editorials, letters, and presentations were collected and analyzed. Results showed that strategies in the form of scalar politics, information politics, accountability politics, and cultural politics that drew from international legal instruments, guidelines, and the larger indigenous rights movement were used. These strategies enhanced the power, knowledge, and negotiating ability of the communities and NGOs, leading to the eventual rejection of a protected area and a stronger role in the mining project. However, the larger goal of land rights for indigenous peoples in Suriname has not yet been realized, and remains the focal point of indigenous struggles there.
Item Open Access Political Competition and the Regulation of Foreign Direct Investment(2010) Dorobantu, Sinziana Paulina RuxandraThis dissertation examines the variation in the choice of FDI regulations. Why do some countries restrict the entry and operations of foreign MNEs while others permit and even seek inward FDI? What factors determine the choice of FDI regulations and what conditions are likely to bring about their reform? This study identifies the political dynamics leading to the improvement or deterioration of investment climates in transition economies and beyond.
I argue that FDI policies depend on the level of political competition and the anticipated distributional implications of FDI liberalization for the main constituencies that back the government in office. Democratic governments, which derive political power from domestic workers who benefit from investments by foreign firms, liberalize FDI regulations. By contrast, non-democratic leaders, who fear that FDI would upset the balance of domestic economic power and undermine the privileged position of domestic industrialists who support the regime, continue to restrict foreign investment.
I examine the choice of FDI regulations using a newly constructed database of FDI regulations in 28 transition economies between 1989 and 2008, an index of investment freedom available for a worldwide sample starting in 1994, and changes over time in three complementary case studies. The statistical analysis reveals that higher levels of political competition are associated with greater openness to FDI and the case study research shows that both increases and decreases in the level of political competition lead to the revision of the FDI legislation. While democratization has brought about more liberal FDI policies, the consolidation of authoritarian regimes has been followed by stricter FDI regulations.
Item Open Access Rethinking International Law: Hugo Grotius, Human Rights and Humanitarian Intervention(2010) Troester, NicholasThe dissertation takes up the subject of humanitarian intervention in contemporary international law. It identifies a problem, The Dilemma of Humanitarian Intervention, which underlies almost all contemporary theorizing about the subject. In an attempt to find a more palatable means to address the problem of the violation of human rights, the dissertation turns to the work of Hugo Grotius. Through an analysis of international law and its theoretical and philosophical bases, a thorough critique of the state of contemporary international law is made. Using a close-text reading of Grotius, alternative theories are established concerning human rights and humanitarian intervention. The dissertation finds that when the concept of human rights is attached to other normative concepts like moderation or faith, the pressure to resolve all questions of justice in terms of rights can be lessened. Further, if contemporary theorists recognize that the opposition of sovereignty and intervention is a structural and institutional feature of international law, and not a necessary feature of the concept of sovereignty itself, the Dilemma may be overcome by not forcing policymakers to choose either a defense of sovereignty or a defense of human rights.
Item Open Access Revoked, Restructured or Retained: Examining the effect of external shifts on norm compliance(2010) VanHo, Valerie Kay FrancesIn this work, I use case study analysis to examine the response by states to exogenous shifts in international norms. Specifically, I examine the behavior of states when unforeseen technological advances make the norm previously established between states insufficient to ensure the security needs that were the onus for creating the original norm. I argue that altering the specific clauses of the norm to honor the intention of the norm maintains the habit of compliance and international credibility of the norm, yielding a greater level of acceptance and rate of compliance than if the norm is either discarded and a new norm is sought or if the norm retains in place without being renegotiated.
Item Open Access Saving Institutional Benefits: Path Dependence in International Law(2008-04-21) Axelrod, MarkThis project considers the pace of change in international law, focusing on sources of evolution and stagnation. I attempt to determine why negotiators defer to existing law in some situations and not others. To that end, this study explores country preferences towards the status quo in international negotiations. I hypothesize that deference to existing international law is more likely under four conditions. First, countries that have experienced a decline in relative power should promote deference to existing international law. Second, declining powers that have allowed private access by their citizens to existing international institutions should have greater domestic political pressure to protect those arrangements. Third, this relationship should be particularly strong if interested citizens are able to participate (perhaps through the ratification process) in subsequent negotiations. Finally, more complex negotiations (i.e., those including more participants) should result in greater deference to existing international law. The project tests these hypotheses with statistical analysis on a random sample of multilateral treaties, as well as case studies of negotiation practices in the United States, India, and the European Union. The analysis supports all four conjectures, and notes interactions between them.Item Open Access States' Pursuit of Sovereignty in a Globalized Security Context: Controlling International Human Mobility(2010) Avdan, NazliThe goal of this dissertation is to inquire into how states balance economic motivations and security concerns when pursuing sovereignty at borders. More precisely, the dissertation examines tradeoffs between interdependence sovereignty -control over transborder flows--and Westphalian sovereignty defined as exclusion of external actors from states' authoritative space. Focusing on control over cross-border human mobility as the issue area, I put forward the securitized interdependence framework as a theory that encompasses economic and security logics of policy-making. Because migration control rests at the nexus of economic/material and geopolitical/military dimensions of state security, it provides an ideal testing ground for observing the interaction of economic and security motives. The theoretical framework draws on the literature on complex interdependence and the logic of the trading state to postulate empirically verifiable propositions on migration control policies.
The central claim of the dissertation is that human mobility is conditionally securitized and that security logics are modulated by material/economic incentives. Facing informational asymmetries vis-à-vis transnational terrorists, states rely on migration and border control strategies to screen and deter non-state threats to security. However, economic interdependence--trade and capital ties--mitigates fears over transnational terrorism by reconfiguring state preferences, bolstering the relative salience of material concerns in policy-making, tempering perceptions of threat, and creating vested interests at the domestic level.
To test the theory I have collected and compiled data on i)visa restrictions for pairs of 207 X 207 directed dyads ii)visa rejection rates for European Union and/or Schengen member countries for the period 2003-2007, and iii)asylum recognition rates for 20 select OECD recipient states for the period 1980-2007. I then use this data to test the implications of the theory by distinguishing between economic/voluntary and political/involuntary migration. Additionally, I tease out the distinct effects of two different types of security concerns over transnational terrorism: a reputational effect that considers origin country citizens' involvement in terrorism incidents worldwide and a targeted/directed impact through which states take into account past experience as targets of terrorism. To illustrate the effect of economic interdependence, I analyze trade and capital flows separately and illustrate that both types of commercial ties facilitate liberalization of controls over human mobility through direct and indirect mechanisms.
I employ a variety of statistical techniques to study the effect of economic and security concerns including several cross-sectional time series techniques, structural break and recursive residual tests for temporal change, and maximum likelihood. Furthermore, I complement my quantitative empirical analysis with an in-depth process tracing approach that traces the evolution of Turkey's migration policies in the context of Turkey's post-1980 economic liberalization. The qualitative analysis makes use of primary and secondary resources obtained from archival field work in Ankara and Istanbul, Turkey.
The dissertation demonstrates that the impact of security concerns over transnational terrorism is contingent on the type of migration policy under consideration. In particular, policies of control over involuntary/political migration are guided by humanitarian and normative motives, limiting the effect of security concerns. Furthermore, the securitization of visa policies is strongest if recipient states are directly targeted by incidents of transnational terrorism perpetrated by origin country nationals. While states take into account incidents of global terrorism ---attacks against other country nationals or territories by origin country citizens-- this channel of impact is more modest. Additionally, empirical results show that economic interdependence effectively undercuts the effect of global terrorism, driving migration control policies towards liberalization. In sum, the dissertation demonstrates that ways in which states assert interdependence sovereignty exhibit temporal and cross-sectional variation as well as functional differentiation across types of border and migration control policies.
Item Open Access Technology and Development: The Political Economy of Open Source Software(2010) Borges, Bruno de MouraThis dissertation examines the role of governments in adopting Open Source Software (OSS) for their needs and tries to explain the variation in adoption and implmentation, among both developing and developed countries. The work argues that there are different logics guiding developing and developed countries OSS adoption. As developed countries follow a pattern based on the Varieties of Capitalism model, the difference in OSS adoption in developing countries is a combination of the relation between the state and market forces (especially how business and firms are organized) and state capacity to overcome collective action problems and to reap the benefits of technological upgrade. This dissertation also presents a structured and focused comparison of two cases (Brazil and Mexico) and define which are the factors that matter for the outcomes.
Item Open Access The End of Civilizations: The Role of Religion in the Evolution of Subnational Conflict, 1946-2007(2010) Yeisley, Mark OwenConflict between states in an anarchic international system is generally the result of an inability among state leaders to successfully negotiate perceived power imbalances within the system. Interstate conflicts are relatively rare events and are generally short in duration; international pressures to quickly and permanently resolve conflicts before their effects are felt outside the region of conflict are often intense. In an increasingly global community, an international order in turmoil ripples through the global financial system, often leading to a weakening of state power within it.
Violent conflicts within state borders have been historically more common, with causative issues ranging from polity dissatisfaction or inequities in the economic structure of the state to disputes over territorial integrity and autonomy. Pressure to rapidly resolve conflict within states is differentially applied cross-regionally; however, where strategic interests of major-power states are involved, such conflicts are usually quickly addressed. Where no such interests exist, these conflicts can and do persist for decades, at often huge costs to state resources.
In the mid-1990s the number of ongoing subnational conflicts appeared to be trending upward and increasingly between dissimilar people groups; Samuel Huntington's Clash of Civilizations thesis posited that future conflict at the subnational and international levels would be increasingly between groups of differing civilizational origin. This study disputes this claim, intending instead to show that conflict between groups of dissimilar religious beliefs is more likely to escalate to violence than that occurring between civilizational groupings, especially after the end of the Cold War.
This study covers nearly 200 countries during the period 1946-2007, including those granted independence within the period and new republics formed in the wake of the breakup of the Soviet Union. If Huntington's thesis is correct, states located along defined civilizational "fault-lines" should experience a higher incidence of violent conflict at the state level. States that contain sufficiently large populations from differing civilizations (defined as cleft states) should also be more conflict prone. The differential advantages gained during modernization processes in the post-Cold War era should result in an upward trend in such conflict after 1989.
This study uses conflict data from the Uppsala Conflict Data Program, recording 1,670 conflict-years in over 100 countries within the observation period. Descriptive statistics suggest subnational conflicts have not become increasingly civilizational as Huntington described. Instead, conflict between dissimilar religious groups has become more common since the end of the Cold War. Multivariate analysis is used to estimate the relative importance of religious differences on the initiation of violent subnational conflict. In addition to the existence of religious cleavages, the salience of a number of realist variables is also considered.
Results show Huntington's theory to be insufficient to describe this evolution of subnational conflict. Civilizations are too broad to engender the necessary inclusivity in times of crisis, and the number of classifications theorized too narrow. However, results suggest religious cleavages to be equally weak predictors of future conflict likelihood at the subnational level. As in prior studies of civil wars, religion seems epiphenomenal in causative predictions of low-level subnational conflict initiation in the modern era.
Item Open Access The Political Impact of Islamic Fundamentalist Bloc on the Israeli-Palestinian Conflict(2010) Park, JaeeunThis study investigates the interaction between political influences of Islamic fundamentalist parties and the Israeli-Palestinian conflicts. The author selects four salient actors, based on five characteristics of contemporary Islamic fundamentalist groups: the Egyptian Muslim Brotherhood, the Palestinian Hamas, the Lebanese Hezbollah, and the Iranian conservatives. With evidences of intertwined supports among them, the author analyzes the cooperative bloc between a state and non-state groups. After Iranian conservatives came to power, Iran's political supports enhanced influences of Hezbollah and Egyptian Muslim Brotherhood, and then helped Hamas seize power finally. Their radical foreign policies intend to end Israeli occupation in the Palestinian territories. The theoretical model generates two predictions about strategies of the bloc. First, high political influence in each government is expected to worsen the Israeli-Palestinian conflicts. Second, due to Israel's strong military power, the expected strategy of the bloc is a symbolic war that more rhetoric and less Israeli casualties. Using cross-tabulation model, the author finds that the attack numbers are alone increased along with the high political influences, during the given period between 2000 and 2009. Their strong political power and secure cooperative bloc impede democratizing and promoting peace in the Middle East.
Item Open Access Tough Talk, Cheap Talk, and Babbling: Government Unity, Hawkishness and Military Challenges(2008-10-23) Fehrs, Matthew BlakeA number of puzzles exist regarding the role of domestic politics in the likelihood of international conflict. In particular, the sources of incomplete information remain under-theorized and the microfoundations deficient. This study will examine the role that the unity of the government and the views of the government towards the use of force play in the targeting of states. The theory presented argues that divided dovish governments are particularly likely to suffer from military challenges. In particular, divided governments have difficulty signaling their intentions, taking decisive action, and may appear weak. The theory will be tested on a new dataset created by the author that examines the theory in the context of international territorial disputes. A number of significant findings emerge from the data. First, divided governments are significantly more likely to face challenges and increasing government unity markedly decreases the likelihood of a challenge. Second, unified hawkish governments were far less likely to be the targets of challenges than divided dovish governments. Finally, the substantive impact of key variables was much greater than that of the control variables. The causal process postulated in the theory is examined in eight case studies, two for each of the four government types. These case studies show that government type not only impacts the signaling of democratic states but also influences the perceptions of potential challengers.
Item Open Access Who Will Serve? Education, Labor Markets, and Military Personnel Policy(2007-09-28) Cohn, Lindsay P.Contemporary militaries depend on volunteer soldiers capable of dealing with advanced technology and complex missions. An important factor in the successful recruiting, retention, and employment of quality personnel is the set of personnel policies which a military has in place. It might be assumed that military policies on personnel derive solely from the functional necessities of the organization's mission, given that the stakes of military effectiveness are generally very high. Unless the survival of the state is in jeopardy, however, it will seek to limit defense costs, which may entail cutting into effectiveness. How a state chooses to make the tradeoffs between effectiveness and economy will be subject to influences other than military necessity. In this study, I argue that military personnel management policies ought to be a function of the interaction between the internal pressures of military mission and the external pressures of the national economic infrastructure surrounding the military. The pressures of military mission should not vary significantly across advanced democratic states, but the national market economic type will. Using written policy and expert interview data from five countries, this study analyzes how military selection, accessions, occupational specialty assignment, and separations policies are related to the country's educational and training system, the significance of skills certification on the labor market, and labor flexibility. I evaluate both officers and enlisted personnel, and I compare them across countries and within countries over time. I find that market economic type is a significant explanatory variable for the key military personnel policies under consideration, although other factors such as the size of the military and the stakes of military effectiveness probably also influence the results. Several other potential explanatory factors such as the ease of recruiting appear to be subordinate to market economic type in predicting policy.