Browsing by Subject "Sanitation"
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Item Open Access Air Pollution, Water, and Sanitation: Household Response to Environmental Risk(2020) Pakhtigian, Emily LDespite the threats to morbidity, mortality, and human capital accumulation posed by environmental risks, investments in environmental health technologies remain low. This is especially evident in low- and middle-income countries, which disproportionately shoulder the burden of environmental risk exposure and consequence. Households face competing risks associated with poor air and water quality, necessitating choices about how to invest in technologies to reduce the consequences associated with their exposures. Yet, even in areas where access to environmental health technologies such as improved cookstoves, latrines, and insecticide-treated bednets has expanded and products are subsidized to make them more affordable, adoption and use of these technologies often lag. This dissertation examines some of the conditions that impact environmental health technology adoption and use decisions as well as the health implications of low investment.
In Chapter 1, I ask how air pollution exposure drives consumption behaviors and impacts health outcomes. I examine this question in the short term--asking how behavior and health respond to a large, yet transitory, spike in ambient air pollution--as well as over time--considering the responses to average ambient air pollution levels over a period of 19 years. I leverage variation in air pollution resulting from forest fire emissions in Indonesia between 1996 and 2015 to generate short-term exposure spikes and average exposures over time, and I combine these exposures with four waves household and individual-level survey data. I implement a cross-sectional, difference-in-difference analysis to estimate the immediate effects of an unexpectedly severe forest fire season in 2015, finding increased fuel demands among the most-exposed households as well as declines in lung capacity among emissions-affected children. I extend my analysis across the panel using an instrumental variables approach to estimate consequences of average exposure over time. I find that households facing higher average ambient air pollution exposures are more likely to utilize clean cooking fuels such as LPG. Even with these behavioral adjustments, more-exposed individuals face significant reductions in lung capacity. In line with existing literature, I find negative health implications resulting from short-term exposure shocks; however, my analysis demonstrates that these respiratory consequences are not fleeting, particularly in areas that experience elevated average ambient air pollution levels.
In Chapter 2, I turn to environmental risks posed by limited access to improved sanitation technologies to examine how social influences impact household sanitation decisions. Using three waves of data collected immediately before, a few months after, and a few years after a randomized latrine promotion campaign in rural Orissa, India, I evaluate the extent to which social influences impact sanitation choices. I find that a ten percentage point decrease in neighbors' open defecation reduces a household's likelihood of open defecation by 3-4 percentage points. The sanitation intervention decreased open defecation in the short term; however, this treatment was less effective in neighborhoods with higher rates of open defecation due to strong social effects. Disaggregating social effects by gender, I find that both women and men respond to sanitation behaviors among male neighbors in the short term and female neighbors in the longer term, perhaps because men have more control over initial latrine purchasing decisions while women are more influential in sustaining latrine use over time.
Finally, in Chapter 3, I expand on my analysis of social influences and sanitation practices and examine how households make decisions to contribute to collective action for sanitation. In this chapter, I analyze data from an experimental public goods game I designed and implemented among over 1500 households in rural Bihar and Orissa, India. I randomly assigned each of the 70 villages in the sample into groups that are either homogeneous or heterogeneous by gender for game play. In the context of rural India, individuals are more likely to frequently interact with and make decisions in front of others of the same gender. Thus, splitting the groups in this way provides a proxy for peer or social groups. Participants chose how much to contribute to improved sanitation by making decisions in the game that are associated with actual sanitation and hygiene choices they face every day. Payoffs were awarded after each round, and payoff amounts were dependent on both individual contributions and aggregated group contributions, generating a setting in which the benefits participants received were connected. Comparing the game behavior among participants in groups that were homogeneous and heterogeneous by gender, I find evidence that contributions to collective action for sanitation are higher in gender homogenous groups. Female participants drive this difference, and it is more distinct in the first round of game play. I also find evidence that preferences for improved sanitation as elicited during the experimental games are reflective of actual improved sanitation practices at the household level.
Item Open Access Analyzing the Connections Among Water Access, Sanitation, Malaria and Diarrhea Outcomes in Rural Central Uganda(2016-04-22) Hu, MichaelAccess to safe water and sanitation around the world has increased significantly in the past few decades. The United Nations claims that 91% of the world’s population has access to safe water, exceeding the Millennium Development Goal for water access. Yet, some evidence in the literature suggests that safe water and sanitation access is overestimated, as the common indicator used to estimate safe water is infrastructural. The usage of water, behaviors surrounding water acquisition and storage, and possible contamination along the source to point-of-use continuum is poorly understood. This cross-sectional epidemiological study used a combination of surveying, mapping and bacteriological water testing to identify some of the possible factors in water contamination, and relationships with malaria and diarrhea burden, in a parish in Central Uganda. Secondary goals included assessing the burden of malaria and diarrhea in the parish, and assessing the use of mapping and water testing as field research tools. The survey included questions on water acquisition and usage behavior, sanitary conditions, knowledge of diarrhea, and malaria and diarrhea burden. In this parish, 126 households across 9 villages were randomly chosen to be surveyed, mapped and water tested. All water sources in the parish were additionally mapped and water tested. Across all water sources, including piped water, the water quality at the household point-of-use level was drastically worse than quality measured at the source. In fact, among all water sources, piped water recipients showed the highest average bacterial loads, despite the clean quality of the source itself. Possible factors in lowering or raising contamination, as displayed by regression results, include the frequency of obtaining water and distance from the water source respectively. The malaria and diarrhea case sample size proved smaller than expected, and challenges remain in using mapping and water testing in the field. These results support the theories that the amount of people with access to safe water is overestimated, and that contamination exists along the source to point-of-use continuum. More research is needed to investigate the exact points of contamination in the spectrum and possible contaminating factors.Item Open Access Assessing the Sustainability of Rural Water Supply Programs: A Case Study of Pawaga, Tanzania(2011-04-28) Fitts, Jennifer; Sanders, HollyToday, over 1 billion people lack access to a clean, safe, and reliable drinking water supply. As a result, millions die each year from waterborne illness. The UN has established a target within the Millennium Development Goals to halve the number of people without access to clean water by 2015. Unfortunately, much of sub-Saharan Africa is not on track to meet this target. To address this crisis, there has recently been increased interest from NGOs and foreign aid agencies in developing community-based rural water supply and sanitation programs. However, these programs often fail after a few years, making sustainability an essential and timely topic. This master’s project draws upon existing literature and expert opinions to create a comprehensive framework for assessing program sustainability. Aspects of civil society, institutional capacity, operation and maintenance, financial considerations and monitoring and evaluation constitute the framework. Based on household surveys and strategic stakeholder interviews gathered in the field, this framework is applied to the Pawaga Sustainable Development Programme in Tanzania’s Iringa Rural District. In all, 46 household surveys—to elicit qualitative, program-specific data—were conducted in three of the eight villages involved in Phase I of the Pawaga program. Project engineers, community leaders, local government officials, donor agency staff, and NGO staff were all consulted to obtain additional information and perspectives. To complement this information, observational study of community meetings and sanitation training sessions was gathered and analyzed. At the request of Tearfund UK, the project client, recommendations are provided to improve the sustainability of both phases of the Pawaga program. This framework is intended to be a tool utilized by both our client, as well as other stakeholders in the water supply and sanitation sector to ensure the sustainability of future water supply programs, particularly those in the developing world.Item Open Access Cocopeat Effluent Water Filtration Systems in the Philippines: A Comparative Evaluation of Alternative Implementation Models(2014-04-25) Parsons, SethContext & Problem Overview - There is a great necessity for improved sanitation practices in the developing world. Forty percent of the world’s population practice open defecation or lack adequate sanitation facilities. In urban areas throughout the developing world, where household and community toilets are available, 2.1 billion people use toilets connected to septic tanks that are not safely emptied or use other systems that discharge raw sewage into open drains or surface waters resulting in a greater incidence of waterborne diseases, poor drinking water quality, and contaminated water sources. In the Philippines, poor sanitation infrastructure and disease costs the economy $1.94 billion a year. Improved sanitation practices and infrastructure are difficult to implement and sustain. Public services, treatment systems, and sanitation practices in the developing world often require sufficient land, capital, and energy resources that are often scarce. Low cost, sustainable improvements and innovations, as well as local acceptance and ownership, are necessary to develop and implement alternative technologies that can help reuse waste, improve water treatment and improve overall quality of sanitation services. Researchers at Research Triangle Institute (RTI) International have developed and tested a secondary waste water treatment filter that can be appended to existing decentralized waste water treatment systems (DEWATS) and collection facilities. Using a cocopeat filter, the discarded dust and coir generated from coconut processing plants, an effective bio-filter unit can be constructed. This simple device can easily be connected to existing septic tanks or other primary treatment components to filter effluent waste water and meet national discharge standards. This filtration technology has the potential to improve health and positively impact sanitation services for urban poor communities. Although successful pilot programs have been launched through grant funding and self-financing, RTI would like to explore alternative implementation models to deliver this technology to a larger audience in the Philippines. Policy Question - What implementation models could RTI International consider for scaling up cocopeat bio-filtration systems to improve access to safe water and sanitation in urban poor areas of the Philippines? Data and Methodology - To assess and recommend potential implementation model options the following data and methodology was used: 1) Sanitation Sector Landscape Analysis – I conducted a literature review of the Philippines sanitation sector to assess the most significant institutional factors related to implementing DEWATS projects. 2) Case Study Analysis – I collected and reviewed relevant case studies related to DEWATS projects implemented in urban Philippines locations to determine key lessons learned, potential implementation models, and project financing structures. 3) Integrated Financial and Economic Analysis – From the financial and economic data collected in the case studies, I analyzed cocopeat filter technology system costs with comparable secondary treatment systems. Additionally, I analyzed potential cost distributions of a cocopeat filter system using four different implementation models. Findings - 1) Cocopeat filter technology is a proven low cost, sustainable, and effective alternative to other secondary waste water treatment technology options with comparable efficiency. 2) The Community Participation model shows the most potential for mitigating institutional risks and constraints within the sanitation sector. 3) Efficient DEWATS implementation using a cocopeat filter has the potential to improve benefit to cost ratios (BCRs), reduce cost burdens on direct users, and introduce sanitation treatment systems to urban areas where space constraints are a key limiting factor. Recommendations - RTI could pursue Community Participation models for implementing cocopeat filter DEWATS projects with support from local government units (LGUs) and NGOs. This model shows the most promise for mitigating institutional risks, promoting awareness of sanitation benefits, driving ownership by end users, and enabling technology adoption. Given that technical implementation, social marketing, and sanitation training expertise resides predominantly with NGOs, RTI should also continue to promote the benefits of cocopeat filter technology through these subject matter experts.Item Open Access Examining Wastewater Treatment Struggles in Lowndes County, AL(2018-04-27) Meza, EmilyMany poor, rural Americans currently live without access to basic wastewater treatment, raising sobering environmental justice and public health issues. Recent research found a 34.5% incident rate of N. americanus (hookworm) within vulnerable populations of Lowndes County, Alabama, a disease spread through contact with soils exposed to human fecal matter. Working with the Alabama Center for Rural Enterprise (ACRE), I seek to assess likely predictors of seeing raw sewage on the ground, as well as broadly define the scale and scope of the struggles with wastewater treatment faced by Lowndes County. My analysis relies on an EPA funded community survey conducted by ACRE and community volunteers in 2011-2012. Approximately 2,450 households (~ 56% of households countywide) were interviewed in person about sanitation conditions in their home and on their property. Four main types of wastewater disposal methods were identified—full sewer connection, settling tank connected to sewer, septic systems, and straight pipes (lack of any treatment). While 92% of the county reported being served by a municipal drinking water utility, only 21.8% were served by a sewer system. As expected, residents that used straight pipes to dispose of their wastewater were ~36 times more likely than residents connected to a full sewer to report raw sewage on the ground. Additionally, those whose septic or settling tanks were not operating properly were ~35 times more likely to see raw sewage. This includes residents served by Hayneville’s wastewater utility, as they use a hybrid lagoon system, with settling tanks on each property. Improving sanitation and reducing exposure to raw sewage in Lowndes County requires addressing both private household needs as well as the municipal utilities with failing infrastructure.Item Open Access Indian Toilets and Tanzanian Mosquito Nets: Understanding Households' Environmental Health Decisions in Developing Countries(2008-04-25) Dickinson, Katherine LeeDiarrhea and malaria are two of the most devastating public health threats in the developing world, resulting in millions of childhood deaths each year. Part of the challenge in addressing these threats arises from the fact that many of the causes of and potential remedies for these diseases lie squarely at the intersection of environment, development, and health. In addition, while many environmental, economic, and health-related policies focus on expanding access to new technologies (e.g., latrines, mosquito nets), inadequate attention to factors that affect the use of these technologies often leads to disappointing policy outcomes. This dissertation applies an economic framework to explore the drivers of households' environmental health decisions in two specific contexts. The first study examines sanitation behaviors and child health outcomes in Orissa, India, while the second case involves malaria-related knowledge, prevention, and treatment behaviors in Mvomero, Tanzania. In both cases, theoretical models are developed that focus on the perceived costs and benefits households consider in their decisions to adopt certain behaviors. A key insight is that technologies targeting diarrhea and malaria have characteristics of both private and public goods. For both epidemiological and social reasons, the payoffs to adopting behavior changes such as using a latrine or a mosquito net will depend in part on the behavior of other households in the village or neighborhood. This motivates an examination of the role of social networks and social interactions in influencing households' environmental health choices in both empirical studies. The first empirical case involves a study of a randomized community-level sanitation intervention in Orissa, India. Household survey data were collected before and after the sanitation campaign in 1050 households in 40 rural villages. Impact evaluation analyses indicate that the campaign resulted in large increases in latrine use in the randomly selected "treatment" villages. In addition, some analyses suggest that child health outcomes may have improved as a result of the campaign. To examine the drivers of the observed behavior change, econometric models are run including household and village characteristics as well as indicators of social interactions. Results indicate that households were more likely to adopt latrines when they observed more adoption among their peers. Thus, part of the sanitation campaign's success was likely due to its emphasis on targeting villages rather than individuals and strengthening social pressure to adopt latrines. The second empirical case examines indicators of households' malaria-related knowledge, prevention, and treatment behaviors in Mvomero, Tanzania. Survey data from 408 households in 10 villages shed light on a number of malaria control behaviors, including use of bed nets and anti-malarial medications. Findings suggest that the majority of households (over 80%) in this area own and use mosquito nets. At the same time, malaria continues to impose a significant burden on the study population. Data collected in Mvomero also provide unique information on the patterns of social interaction among households within and across different villages, and additional analyses explore the role of social interactions in influencing households' malaria-related decisions. Results suggest that patterns of interaction are influenced by a number of factors, including physical proximity as well as tribe, religion, and wealth. In addition, social effects may play an important role in influencing households' malaria prevention and treatment decisions. Together, these studies help to shed light on the ways households perceive and respond to two specific environmental health threats. More generally, this study illustrates the potential benefits of applying economic tools and analyses to problems like sanitation and malaria, and expanding the definition of "environmental problems" beyond the typical set of first-world issues (e.g., industrial pollution) to include these pressing issues facing the world's most vulnerable populations.Item Open Access Modelling Heat Transfer and Pathogen Disinfection in a Biogas-Powered Self-Sanitizing Toilet(2014) Ouksel, LilyaThe problem of inadequate sanitation in less developed countries has dire health consequences such as diarrheal diseases. A household-scale sanitation system consisting of an anaerobic digester, heat exchanger, and biogas-powered heater, was developed to provide a simple, potentially low cost and low carbon-footprint solution to this problem. A conceptual model was developed to predict the effectiveness of the heat sterilization system in reaching the appropriate temperatures to significantly inactivate pathogens such as E. coli, helminthe ova, and viruses. Lab experiments with a stainless steel heater and exchanger were used to establish model parameters and to verify the model. Though the model sometimes predicts higher or lower values than the experimental data, probably due to uncertainties in pathogen decay constants and in the different heat transfer coefficients, the model adequately predicts temperature across the heat exchanger and heater, and can provide a preliminary estimate of pathogen inactivation within the system. Both disinfection experiments showed the system reduces E. coli concentrations to below the WHO limit, which was predicted by the model.
Item Open Access Sanitation Justice: Community-Inspired Academic Research Conducted Under Different Theories of Change(2020) Hunter, BrandonThe United States Environmental Protection Agency (EPA) defines environmental justice (EJ) as “The fair treatment and meaningful involvement of all people regardless of race, color, national origin, or income, with respect to the development, implementation, and enforcement of environmental laws, regulations, and policies.” Environmental injustices are not just a symptom of environmental conditions themselves, but are a manifestation of legal, economic, political, and social structures of oppression.
Globally, there are over 4.5 billion people who lack access to safely managed sanitation, with the largest burden of inadequate infrastructure being most greatly felt by communities which are marginalized based on income, indigeneity, and race. The work herein explores three different case studies of engagement with environmental injustices, leveraging academic environmental science and engineering, with three different theories of change: philanthropy-led research, academic-led research, and community-led research, respectively.
Case 1: The Philippines has poor access to improved sanitation, declining national food security, and water scarcity during the dry seasons. Although the country does not contribute as much to man-induced climate change, the Philippines is considered to be one of the most vulnerable countries to be disproportionately affected by climate change, further exacerbating lack of access to sanitation. Through the Gates Foundation’s Reinvent the Toilet Challenge theory of change to privatize innovative technologies to develop for-profit businesses around innovative sanitation systems, a novel modular laboratory anaerobic digestate nitrification and denitrification post-treatment bioreactor system was is developed and operated for 200 days. The system achieved a combined removal of chemical oxygen demand (COD), total nitrogen (TN), and phosphorus (PO4-P) up to 84%, 69%, and 89%, respectively, and have successfully recovered vital nutrients for agricultural development by precipitating ammonium magnesium phosphate hydrate, a documented valuable slow-release solid fertilizer.
Case 2: A predominately African American community in Wake County, North Carolina which, despite being surrounded by White neighborhoods with municipal water distribution lines, relies on private wells for their water supply and relies on on-site septic tanks for sanitation needs. Residents have reason to believe that both on-site water and sanitation infrastructure are compromised, and contamination is of concern. An academic-led community assessment was conducted to determine exposure to standard pathogens and chemical contaminants using culture-based and qPCR methods. Cross contamination septic tanks and wells were evaluated by comparing antibiotic resistance gene profiles, microbial source tracking, and geostatistical models. From samples of 14 household wells, 6 tested positive for total coliforms, 4 for E.coli, 10 for sucralose, and 80% and 20% of total E.coli isolates tested positive for antibiotic resistance to amoxicillin and ceftriaxone, respectively.
Case 3: Lowndes County is a predominantly Black rural county in Alabama which has a rich history and present climate of racial discrimination, economic oppression, and social activism. Over 80 % of the county relies on on-site sanitation infrastructure and most of them are failing, exposing many to raw wastewater. Under the Center of Rural Enterprise and Environmental Justice’s ownership and management, a community assessment of exposure to untreated sewage was conducted using samples from residential drinking water, surface swabs, public surface waters, and both residential and public soil samples using culture-based and qPCR methods. From samples of 43 households, 68% and 55% of houses had detectable presence of human fecal matter in their residential soils and on their doorsteps, respectively. Of the 18 publicly accessible surface waters which were sampled, 50% had detectable amounts of human fecal matter present.
To assess justice and equity components of the theories of change, each case study was contextualized within an equity framework and recommendations are presented regarding the execution of these strategies. Although different theories of change have various broader implications and limitations, the work herein supports the notion that environmental science and engineering can be utilized to address environmental injustices if inclusive and equitable frameworks are used in the research processes.
Item Open Access Urban water, sanitation, and hygiene access and the presence of Escherichia coli in the urinary tracts of women in Ahmedabad, India(2018) Gibbs, Ashley ChristinaIntroduction: Municipalities often struggle to build and maintain basic infrastructure for informal slums in urban cities for its most vulnerable populations. One impact of inadequate water and sanitation access is the creation of an environment that breeds water borne pathogens that are the agents of infectious disease. Escherichia coli is a common bacteria found in water, often as an indicator of fecal contamination in the water supply. This study looks at one of the most common diseases found in women that results from E. coli growth, urinary tract infection. Specifically, this study aims to examine and describe factors of water, sanitation, and hygiene that are associated with positive E. coli urine results among women. The study took place in Ahmedabad, Gujarat, one of India's wealthier cities, in which heavy investments have been made in improving slum settlements throughout the rapidly expanding city.
Method: This was a cross-sectional study of 250 women recruited from households in urban Ahmedabad from October to December 2017. To determine positive cases of E. coli urinary tract infection, urine samples were collected from each participant. A commercial laboratory performed the urine analyses using a culture method. The threshold for positive cases was 10,000 CFU/mL or greater for E. coli. To obtain information on the water, sanitation, and hygiene practices, each participant completed a structured survey that included questions on demographics, working environment, reproductive health, sanitation access, family relationships, public toilets and social customs.
Results: Of the 250 participants, 23 (9.2%) were above the 100,000 CFU/mL threshold for E. coli, and therefore defined as a positive case. There were 124 (49.6%) participants who attempted a treat method, such as over the counter medicine or home self-treatments, for feminine health in the last three month. There were three factors that significantly correlated with positive cases. The first was the location of the handwashing facility, which could be either inside or outside of the dwelling. The second factor was antibiotic use in the last three weeks. The third factor was a participant living in a home with a child under the age of 5 years old, who experienced diarrhea.
Conclusion: This study identified a higher point prevalence of positive E. coli urine cultures than what we would want or would have expected for a sample population that all had access to piped water and a toilet inside of the dwelling. There is evidence to suggest that hygiene management around water use has an impact on a woman's susceptibility for E. coli causing infections in the urinary tract. Because half of the participants sought a form of treatment over the last three months for feminine health, a longitudinal study that tracks these women over a three month period, could provide relevant information on the incidence of new infections as well as prolonged urinary tract infections, particularly since multi-drug resistant E. coli infections are on the rise.